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INVESTMENT ADVISOR REPRESENTATIVE
Advises others as to the value of securities, or as to the advisability of investing in, purchasing, or selling securities, or who issues reports concerning securities and is employed by or associated with an investment advisor.
License Type: | Registry |
Exam: | No exam |
Education: | No education required |
Continuing Education: | No continuing education requirement |
Certification: | No mention of certification |
Experience: | No experience required |
Criminal Record: | Felony convictions prohibited |
Physical Requirements: | No physical requirements |
Active Military/Veterans: | No veteran preference |
- Occupations that may require this license:
last update: September 2023
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